Broker Check

Services we offer

We offer a broad suite of products and services to address your ever changing needs. At Axex Financial we begin our conversations with our clients by getting to know your personal situation and needs and then searching the world of financial options to find the appropriate fit for your situation. We pride ourselves on being an open architecture office, meaning that we are not beholden to any particular product or product group. This gives our firm an opportunity to always find the appropriate product for you, not just the best fit from what we happen to have available.

Once your goals and needs have been established, we will customize appropriate strategies to suit your vision and objectives. We can then help you execute a sound financial program utilizing the following products and services:

Financial Planning & Consulting Packages

Core

For households accumulating wealth, or retirees

 

Areas of Analysis

  • Detailed Cash Flow Analysis
  • Net Worth Statement
  • Investment Analysis (Risk Tolerance, Asset Allocation & Placement, Savings Strategies)
  • Retirement Outlook & Funding
  • Life Insurance Review
  • Education & Real Estate Purchase
  • Employee Benefits Review
  • Beneficiary Audit

Benefits & Deliverables

  • Online Financial Portal
  • Real Time Plan & Account Data
  • Personalized Recommendations
  • Prioritized list of Action Items

Comprehensive

For households in peak earning years, nearing or in retirement

 

Everything in Core, Plus:

 

Areas of Analysis

  • Tax Mitigation Strategies
  • Risk Assessment (Life, Disability, LTC,
  • P&C Coverage, Stock Concentration)
  • Estate Plan Review
  • Executive Compensation & Stock Options
  • Multiple Goal Analysis
  • What-if Scenarios
     
    Benefits & Deliverables
  • Coordination of action items with TPPs (CPA’s, Attorneys, Lenders)

Advanced

For households or business owners with complex planning needs

 

Everything in Comprehensive, Plus:

 

Areas of Analysis 

  • Charitable Planning Strategies
  • Alternative Investment Strategies
  • Complex Trust & Wealth Transfer strategies  
  • Estate Tax Mitigation
  • Business Succession Planning
  • Family Wealth Planning & Education 


Benefits & Deliverables

  • Advanced Deliverables
  • Trust & Estate Flow Illustrations

Services we offer

Brokerage 

  • Managed Wrap Accounts
  • Unified Managed Accounts
  • Separately Managed Accounts
  • Mutual Funds
  • Equities
  • ETFs
  • Fixed Income
  • Municipal & Corporate Bonds

Planning Services 

  • Debt and Budgeting Management
  • Tax Management
  • Investment Management
  • Retirement Strategies 
  • Estate Conservation
  • Business Cash Flow Management
  • Insurance and Annuity Products

Retirement Accounts 

  • IRA, Roth, SEP, Simple IRAs
  • Pension Plans
  • 401(k), 403(b) plans
  • Profit Sharing plans

Annuity 

  • Variable Annuities
  • Fixed Annuities
  • Equity Indexed Annuities
  • Immediate Annuities

Insurance Products

  • Life Insurance
  • Long Term Care Insurance
  • Disability Insurance
  • Health Insurance
  • Medicare Supplemental Insurance
  • Group Insurance
  • Buy/Sell Agreements
  • Advanced Insurance Strategies

Alternatives 

  • Alternatives are discussed upon request.  Alternatives may not be suitable for all investors

All Investing involves risk including the potential loss of principal. No investment strategy can guarantee a profit or protect against loss in periods of declining values. Past performance is no guarantee of future results. Please note that individual situations can vary. Therefore, the information presented here should only be relied upon when coordinated with individual professional advice.

Additional Resources 

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